United States, Securities and Exchange Commission

Resource Information

The concept United States, Securities and Exchange Commission represents the subject, aboutness, idea or notion of resources found in Bowdoin College Library.

The Resource United States, Securities and Exchange Commission

Label: United States, Securities and Exchange Commission

Numeration: Securities and Exchange Commission

Focus

United States, Securities and Exchange Commission

Source: Readex congressional thesaurus

Subordinate unit: Securities and Exchange Commission

281 Items that share the Concept United States, Securities and Exchange Commission

21st annual report of the Securities and Exchange Commission, fiscal year ended June 30, 1955., (electronic resource)

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22nd annual report of the Securities and Exchange Commission, fiscal year ended June 30, 1956., (electronic resource)

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23rd annual report of the Securities and Exchange Commission, fiscal year ended June 30, 1957., (electronic resource)

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24th annual report of the Securities and Exchange Commission, fiscal year ended June 30, 1958., (electronic resource)

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25th annual report of the Securities and Exchange Commission, fiscal year ended June 30, 1959., (electronic resource)

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26th annual report of the Securities and Exchange Commission. Fiscal year ended June 30, 1960., (electronic resource)

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27th annual report, Securities and Exchange Commission, 1961. Fiscal year ended June 30., (electronic resource)

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28th annual report of the Securities and Exchange Commission, fiscal year ended June 30, 1962., (electronic resource)

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29th annual report of the Securities and Exchange Commission for the fiscal year ended June 30, 1963., (electronic resource)

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30th annual report for the fiscal year ended June 30, 1964. Securities and Exchange Commission., (electronic resource)

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32nd annual report. Securities and Exchange Commission, 1966. Fiscal year ended June 30., (electronic resource)

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35th annual report, 1969, for the fiscal year ended June 30th. Securities and Exchange Commission., (electronic resource)

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36th annual report. Securities and Exchange Commission, 1970, for the fiscal year ended June 30th., (electronic resource)

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37th annual report, 1971, for the fiscal year ended June 30th. Securities and Exchange Commission., (electronic resource)

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42nd annual report of the SEC for the fiscal year ended June 30, 1976., (electronic resource)

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Accounting establishment. A staff study, prepared by the Subcommittee on Reports, Accounting, and Management of the Committee on Government Operations, United States Senate. March 31, 1977. -- Ordered to be printed., (electronic resource)

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Additional appropriation for the Federal Communications Commission, the National Mediation Board, and the Securities and Exchange Commission, for the fiscal year ending June 30, 1935. January 16, 1935. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed., (electronic resource)

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Additional appropriations for the Federal Communication Commission, the National Mediation Board, and the Securities and Exchange Commission. January 31, 1935. -- Ordered to be printed., (electronic resource)

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Additional consumer protection in corporate equity ownership and in corporate takeover bids. August 14, 1970. -- Ordered to be printed., (electronic resource)

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Administrative procedure in government agencies. Monograph of the Attorney General's Committee on Administrative Procedure embodying the results of the investigations made by the staff of said committee relative to the administrative practices and procedures of several agencies of the government. In 14 parts. Part 1. Administration of the Fair Labor Standards Act of 1938. Wage and Hour Division, Children's Bureau., (electronic resource)

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Amend the Bankruptcy Act. June 17, 1937. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed., (electronic resource)

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Amend the Bankruptcy Act. June 7 (calendar day, June 9), 1938. -- Ordered to be printed., (electronic resource)

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Amending Post Office Appropriation Act, 1940, as to mailing certain matter postage free. June 27 (legislative day, June 22), 1939. -- Ordered to be printed., (electronic resource)

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Amending Public Law 86-619, an act relating to terms of office of the members of certain regulatory agencies. August 25, 1960. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed., (electronic resource)

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Amending certain provisions of the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, and the Investment Company Act of 1940. April 23, 1954. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed., (electronic resource)

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Amending section 19(e) of the Securities Exchange Act of 1934. September 23, 1969. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed., (electronic resource)

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Amending section 4(a) of the Securities Exchange Act of 1934, as amended. August 25, 1960. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed., (electronic resource)

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Amending subsection (b) of section 3 of the Securities Act of 1933 relating to liability of officers on account of untrue statements of material omissions in statements or documents filed. June 28, 1956. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed., (electronic resource)

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Amending the Securities Exchange Act of 1924. March 17 (legislative day, February 21), 1977. -- Ordered to be printed., (electronic resource)

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Amending the Securities Exchange Act of 1934 so as to authorize and direct the Securities and Exchange Commission to conduct a study and investigation of the adequacy, for the protection of investors, of the rules of national securities exchanges and national securities associations. August 10, 1961. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed., (electronic resource)

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Amending the Securities Exchange Act of 1934 to permit members of national securities exchanges to effect certain transactions with respect to accounts for which such members exercise investment discretion. April 29, 1993. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed., (electronic resource)

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Amending the Securities Exchange Act of 1934. July 31 (legislative day, May 17), 1978. -- Ordered to be printed., (electronic resource)

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Amending the Securities Exchange Act of 1934. May 15 (legislative day, January 3), 1980. -- Ordered to be printed., (electronic resource)

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Amending the Securities Exchange Act of 1934. May 16, 1977. -- Ordered to be printed., (electronic resource)

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Amending the Securities Exchange Act of 1934. May 18 (legislative day, May 16), 1983. -- Ordered to be printed., (electronic resource)

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Amending the Trust Indenture Act of 1939. June 28, 1960. -- Ordered to be printed., (electronic resource)

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Amendment of Securities Exchange Act of 1934 with respect to power to regulate transactions in exempted securities. May 29, 1946. -- Ordered to be printed., (electronic resource)

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Amendment to the Securities Exchange Act of 1934. Communication from the President of the United States transmitting a recommendation favorable to consideration of the legislation recommended by the Securities and Exchange Commission providing for an amendment to the Securities Exchange Act of 1934...February 6, 1950. -- Referred to the Committee on Interstate and Foreign Commerce and ordered to be printed., (electronic resource)

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Amendment to the budget involving an increase for the Securities and Exchange Commission. Communication from the President of the United States transmitting amendments to the budget for the fiscal year 1962 involving an increase in the amount of $100,000 for the Securities and Exchange Commission. May 15, 1961. -- Referred to the Committee on Appropriations and ordered to be printed., (electronic resource)

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Amendments to Investment Advisers Act of 1940. August 26, 1960. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed., (electronic resource)

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Amendments to Securities Act of 1933. August 26, 1960. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed., (electronic resource)

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Amendments to Securities Exchange Act of 1934. May 8, 1936. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed., (electronic resource)

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Amendments to the Investment Advisers Act of 1940. June 28, 1960. -- Ordered to be printed., (electronic resource)

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Amendments to the Securities Act of 1933. June 28, 1960. -- Ordered to be printed., (electronic resource)

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Amendments to the Securities Exchange Act of 1934. August 26, 1960. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed., (electronic resource)

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Amendments to the Securities Exchange Act of 1934. June 28, 1960. -- Ordered to be printed., (electronic resource)

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Amendments to the Securities Exchange Act of 1934. May 11, 1983. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed., (electronic resource)

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Amendments to the budget involving net increases for the legislative branch, the judiciary, and various departments and agencies. Communication from the President of the United States transmitting amendments to the budget for the fiscal year 1961 involving net increases in the amount of $17,629,300 for the legislative branch, the judiciary, and various departments and agencies of the executive branch of the government. June 1, 1960. -- Referred to the Committee on Appropriations and ordered to be printed., (electronic resource)

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Amendments to the fiscal year 1995 appropriations requests. Communication from the President of the United States transmitting amendments to the FY 1995 appropriations requests... May 17, 1994. -- Referred to the Committee on Appropriations and ordered to be printed., (electronic resource)

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Amendments to the request for appropriations for the General Services Administration and for the Securities and Exchange Commission. Communication from the President of the United States transmitting amendments to the request for appropriations transmitted in the budget for fiscal year 1965... May 7, 1964. -- Referred to the Committee on Appropriations and ordered to be printed., (electronic resource)

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Annual report of the SEC for the fiscal year ended June 30, 1975., (electronic resource)

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Annual report. 40th annual report of the Securities and Exchange Commission for the fiscal year ended June 30th., (electronic resource)

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Appropriations for Federal Communications Commission, the National Mediation Board, and the Securities and Exchange Commission. January 21 (calendar day, January 25), 1935. -- Ordered to be printed., (electronic resource)

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Approving Reorganization Plan No. 1 of 1961 (Securities and Exchange Commission). June 12, 1961. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed., (electronic resource)

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Arthur G. Klein. April 9 (legislative day, April 6), 1943. -- Ordered to be printed., (electronic resource)

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Arthur G. Klein. February 24, 1943. -- Committed to the Committee of the Whole House and ordered to be printed., (electronic resource)

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Authorization of appropriations for the Securities and Exchange Commission. May 11, 1983. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed., (electronic resource)

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Authorizing an investigation of the activities of the Securities and Exchange Commission and Post Office Department. April 2 (legislative day, March 16), 1945. -- Ordered to be printed., (electronic resource)

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Authorizing appropriations for the Securities and Exchange Commission for fiscal year 1978. May 11, 1977. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed., (electronic resource)

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Authorizing appropriations for the Securities and Exchange Commission. March 30, 1978. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed., (electronic resource)

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Authorizing the Securities and Exchange Commission to delegate certain functions. July 26, 1962. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed., (electronic resource)

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Certain former employees of the Securities and Exchange Commission. May 9, 1973. -- Committed to the Committee of the Whole House and ordered to be printed., (electronic resource)

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Certain former employees of the Securities and Exchange Commission. October 3, 1972. -- Committed to the Committee of the Whole House and ordered to be printed., (electronic resource)

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Claims allowed by General Accounting Office. Communication from the President of the United States, transmitting an estimate of appropriation for payment of claims allowed by the General Accounting Office, in the sum of $1,122,354.01... January 23 (legislative day, January 17), 1939. -- Read; referred to the Committee on Appropriations and ordered to be printed., (electronic resource)

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Claims allowed by the General Accounting Office. Communication from the President of the United States, transmitting, pursuant to law, a schedule of claims allowed by the General Accounting Office amounting to $117,251.89. June 25 (legislative day, May 24), 1943. -- Read; referred to the Committee on Appropriations and ordered to be printed., (electronic resource)

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Claims allowed by the General Accounting Office. Communication from the President of the United States, transmitting, pursuant to law, claims allowed by the General Accounting Office, amounting to $317,236.03. March 2 (legislative day, February 26), 1945. -- Read; referred to the Committee on Appropriations and ordered to be printed., (electronic resource)

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Claims allowed by the General Accounting Office. Communication from the President of the United States, transmitting, pursuant to law, estimates of appropriations to cover claims allowed by the General Accounting Office, amounting to $869,501.97. June 19 (legislative day, May 9), 1944. -- Read; referred to the Committee on Appropriations and ordered to be printed., (electronic resource)

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Clarifying the jurisdiction of the Securities and Exchange Commission and the definition of security. June 24, 1982. -- Ordered to be printed., (electronic resource)

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Common trust funds -- overlapping responsibility and conflict in regulations. Fifth report by the Committee on Government Operations. June 19, 1963. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed., (electronic resource)

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Confusion in the legal framework of the American financial system and services industry. Thirty-seventh report by the Committee on Government Operations. April 24, 1984. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed., (electronic resource)

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Coordinated clearance and settlement act of 1990. May 8, 1990. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed., (electronic resource)

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Corrupt overseas payments by U.S. business enterprises. July 2 (legislative day, June 18), 1976. -- Ordered to be printed., (electronic resource)

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Deficiency estimate of appropriation for the Securities and Exchange Commission. Communication from the President of the United States transmitting deficiency estimate of appropriation for the fiscal year 1944 in the amount of $2,065.51 for the Securities and Exchange Commission. March 21, 1947. -- Referred to the Committee on Appropriations and ordered to be printed., (electronic resource)

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Delegation of SEC functions. August 24, 1961. -- Ordered to be printed., (electronic resource)

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Department of Commerce, Justice, and State, the judiciary, and related agencies appropriation bill, 1982. October 30 (legislative day, October 14), 1981. -- Ordered to be printed., (electronic resource)

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Department of Housing and Urban Development; space, science, veterans, and certain other independent agencies appropriation bill, 1974. June 19, 1973. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed., (electronic resource)

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Department of Housing and Urban Development; space, science, veterans, and certain other independent agencies appropriations bill, 1975. August 1, 1974. -- Ordered to be printed., (electronic resource)

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Department of Housing and Urban Development; space, science, veterans, and certain other independent agencies appropriations bill, 1975. August 15, 1974. -- Ordered to be printed., (electronic resource)

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Departments of Commerce, Justice, and State, the judiciary and related agencies appropriation bill, fiscal year 1982. July 16, 1981. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed., (electronic resource)

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Departments of Commerce, Justice, and State, the judiciary, and related agencies appropriation bill, 1984. August 2 (legislative day, August 1), 1983. -- Ordered to be printed., (electronic resource)

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Departments of Commerce, Justice, and State, the judiciary, and related agencies appropriation bill, 1986. October 4 (legislative day, September 30), 1985. -- Ordered to be printed., (electronic resource)

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Departments of Commerce, Justice, and State, the judiciary, and related agencies appropriation bill, 1990. September 27 (legislative day, September 18), 1989. -- Ordered to be printed., (electronic resource)

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Departments of Commerce, Justice, and State, the judiciary, and related agencies appropriation bill, 1991. October 10 (legislative day, October 2), 1990. -- Ordered to be printed., (electronic resource)

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Departments of Commerce, Justice, and State, the judiciary, and related agencies appropriation bill, 1992. July 11 (legislative day, July 8), 1991. -- Ordered to be printed., (electronic resource)

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Departments of Commerce, Justice, and State, the judiciary, and related agencies appropriation bill, 1993. July 23, 1992. -- Ordered to be printed., (electronic resource)

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Departments of Commerce, Justice, and State, the judiciary, and related agencies appropriation bill, 1994. July 22 (legislative day, June 30), 1993. -- Ordered to be printed., (electronic resource)

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Departments of Commerce, Justice, and State, the judiciary, and related agencies appropriation bill, 1995 and supplemental appropriations bill, 1994. July 14 (legislative day, July 11), 1994. -- Ordered to be printed., (electronic resource)

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Departments of Commerce, Justice, and State, the judiciary, and related agencies appropriation bill, fiscal year 1983. August 10, 1982. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed., (electronic resource)

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Departments of Commerce, Justice, and State, the judiciary, and related agencies appropriation bill, fiscal year 1984. June 3, 1983. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed., (electronic resource)

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Departments of Commerce, Justice, and State, the judiciary, and related agencies appropriation bill, fiscal year 1984. May 25, 1983. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed., (electronic resource)

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Departments of Commerce, Justice, and State, the judiciary, and related agencies appropriation bill, fiscal year 1985. May 23, 1984. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed., (electronic resource)

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Departments of Commerce, Justice, and State, the judiciary, and related agencies appropriation bill, fiscal year 1986. July 11, 1985. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed., (electronic resource)

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Departments of Commerce, Justice, and State, the judiciary, and related agencies appropriations bill, fiscal year 1990. July 25, 1989. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed., (electronic resource)

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Departments of Commerce, Justice, and State, the judiciary, and related agencies appropriations bill, fiscal year 1991. June 13, 1990. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed., (electronic resource)

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Departments of Commerce, Justice, and State, the judiciary, and related agencies appropriations bill, fiscal year 1992. June 11, 1991. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed., (electronic resource)

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Departments of Commerce, Justice, and State, the judiciary, and related agencies appropriations bill, fiscal year 1993. July 23, 1992. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed., (electronic resource)

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Departments of Commerce, Justice, and State, the judiciary, and related agencies appropriations bill, fiscal year 1994. June 24, 1993. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed., (electronic resource)

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Departments of Commerce, Justice, and State, the judiciary, and related agencies appropriations bill, fiscal year 1995 and supplemental appropriations bill, fiscal year 1994. June 21, 1994. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed., (electronic resource)

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Departments of State, Justice, and Commerce, the judiciary, and related agencies appropriation bill, 1977. June 21 (legislative day, June 18), 1976. -- Ordered to be printed., (electronic resource)

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Departments of State, Justice, and Commerce, the judiciary, and related agencies appropriation bill, 1978. June 21 (legislative day, May 18), 1977. -- Ordered to be printed., (electronic resource)

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Context

Context of United States, Securities and Exchange Commission

Subject of

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Waiver of section 402(a) of the Congressional Budget Act with respect to consideration of S. 1025. March 23 (legislative day, February 21), 1977. -- Ordered to be printed.
21st annual report of the Securities and Exchange Commission, fiscal year ended June 30, 1955.
22nd annual report of the Securities and Exchange Commission, fiscal year ended June 30, 1956.
23rd annual report of the Securities and Exchange Commission, fiscal year ended June 30, 1957.
24th annual report of the Securities and Exchange Commission, fiscal year ended June 30, 1958.
25th annual report of the Securities and Exchange Commission, fiscal year ended June 30, 1959.
26th annual report of the Securities and Exchange Commission. Fiscal year ended June 30, 1960.
27th annual report, Securities and Exchange Commission, 1961. Fiscal year ended June 30.
28th annual report of the Securities and Exchange Commission, fiscal year ended June 30, 1962.
29th annual report of the Securities and Exchange Commission for the fiscal year ended June 30, 1963.
30th annual report for the fiscal year ended June 30, 1964. Securities and Exchange Commission.
32nd annual report. Securities and Exchange Commission, 1966. Fiscal year ended June 30.
35th annual report, 1969, for the fiscal year ended June 30th. Securities and Exchange Commission.
36th annual report. Securities and Exchange Commission, 1970, for the fiscal year ended June 30th.
37th annual report, 1971, for the fiscal year ended June 30th. Securities and Exchange Commission.
42nd annual report of the SEC for the fiscal year ended June 30, 1976.
Accounting establishment. A staff study, prepared by the Subcommittee on Reports, Accounting, and Management of the Committee on Government Operations, United States Senate. March 31, 1977. -- Ordered to be printed.
Additional appropriation for the Federal Communications Commission, the National Mediation Board, and the Securities and Exchange Commission, for the fiscal year ending June 30, 1935. January 16, 1935. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Additional appropriations for the Federal Communication Commission, the National Mediation Board, and the Securities and Exchange Commission. January 31, 1935. -- Ordered to be printed.
Additional consumer protection in corporate equity ownership and in corporate takeover bids. August 14, 1970. -- Ordered to be printed.
Administrative procedure in government agencies. Monograph of the Attorney General's Committee on Administrative Procedure embodying the results of the investigations made by the staff of said committee relative to the administrative practices and procedures of several agencies of the government. In 14 parts. Part 1. Administration of the Fair Labor Standards Act of 1938. Wage and Hour Division, Children's Bureau.
Amend the Bankruptcy Act. June 17, 1937. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Amend the Bankruptcy Act. June 7 (calendar day, June 9), 1938. -- Ordered to be printed.
Amending Post Office Appropriation Act, 1940, as to mailing certain matter postage free. June 27 (legislative day, June 22), 1939. -- Ordered to be printed.
Amending Public Law 86-619, an act relating to terms of office of the members of certain regulatory agencies. August 25, 1960. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Amending certain provisions of the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, and the Investment Company Act of 1940. April 23, 1954. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Amending section 19(e) of the Securities Exchange Act of 1934. September 23, 1969. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Amending section 4(a) of the Securities Exchange Act of 1934, as amended. August 25, 1960. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Amending subsection (b) of section 3 of the Securities Act of 1933 relating to liability of officers on account of untrue statements of material omissions in statements or documents filed. June 28, 1956. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Amending the Securities Exchange Act of 1924. March 17 (legislative day, February 21), 1977. -- Ordered to be printed.
Amending the Securities Exchange Act of 1934 so as to authorize and direct the Securities and Exchange Commission to conduct a study and investigation of the adequacy, for the protection of investors, of the rules of national securities exchanges and national securities associations. August 10, 1961. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Amending the Securities Exchange Act of 1934 to permit members of national securities exchanges to effect certain transactions with respect to accounts for which such members exercise investment discretion. April 29, 1993. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Amending the Securities Exchange Act of 1934. July 31 (legislative day, May 17), 1978. -- Ordered to be printed.
Amending the Securities Exchange Act of 1934. May 15 (legislative day, January 3), 1980. -- Ordered to be printed.
Amending the Securities Exchange Act of 1934. May 16, 1977. -- Ordered to be printed.
Amending the Securities Exchange Act of 1934. May 18 (legislative day, May 16), 1983. -- Ordered to be printed.
Amending the Trust Indenture Act of 1939. June 28, 1960. -- Ordered to be printed.
Amendment of Securities Exchange Act of 1934 with respect to power to regulate transactions in exempted securities. May 29, 1946. -- Ordered to be printed.
Amendment to the Securities Exchange Act of 1934. Communication from the President of the United States transmitting a recommendation favorable to consideration of the legislation recommended by the Securities and Exchange Commission providing for an amendment to the Securities Exchange Act of 1934...February 6, 1950. -- Referred to the Committee on Interstate and Foreign Commerce and ordered to be printed.
Amendment to the budget involving an increase for the Securities and Exchange Commission. Communication from the President of the United States transmitting amendments to the budget for the fiscal year 1962 involving an increase in the amount of $100,000 for the Securities and Exchange Commission. May 15, 1961. -- Referred to the Committee on Appropriations and ordered to be printed.
Amendments to Investment Advisers Act of 1940. August 26, 1960. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Amendments to Securities Act of 1933. August 26, 1960. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Amendments to Securities Exchange Act of 1934. May 8, 1936. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Amendments to the Investment Advisers Act of 1940. June 28, 1960. -- Ordered to be printed.
Amendments to the Securities Act of 1933. June 28, 1960. -- Ordered to be printed.
Amendments to the Securities Exchange Act of 1934. August 26, 1960. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Amendments to the Securities Exchange Act of 1934. June 28, 1960. -- Ordered to be printed.
Amendments to the Securities Exchange Act of 1934. May 11, 1983. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Amendments to the budget involving net increases for the legislative branch, the judiciary, and various departments and agencies. Communication from the President of the United States transmitting amendments to the budget for the fiscal year 1961 involving net increases in the amount of $17,629,300 for the legislative branch, the judiciary, and various departments and agencies of the executive branch of the government. June 1, 1960. -- Referred to the Committee on Appropriations and ordered to be printed.
Amendments to the fiscal year 1995 appropriations requests. Communication from the President of the United States transmitting amendments to the FY 1995 appropriations requests... May 17, 1994. -- Referred to the Committee on Appropriations and ordered to be printed.
Amendments to the request for appropriations for the General Services Administration and for the Securities and Exchange Commission. Communication from the President of the United States transmitting amendments to the request for appropriations transmitted in the budget for fiscal year 1965... May 7, 1964. -- Referred to the Committee on Appropriations and ordered to be printed.
Annual report of the SEC for the fiscal year ended June 30, 1975.
Annual report. 40th annual report of the Securities and Exchange Commission for the fiscal year ended June 30th.
Appropriations for Federal Communications Commission, the National Mediation Board, and the Securities and Exchange Commission. January 21 (calendar day, January 25), 1935. -- Ordered to be printed.
Approving Reorganization Plan No. 1 of 1961 (Securities and Exchange Commission). June 12, 1961. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Arthur G. Klein. April 9 (legislative day, April 6), 1943. -- Ordered to be printed.
Arthur G. Klein. February 24, 1943. -- Committed to the Committee of the Whole House and ordered to be printed.
Authorization of appropriations for the Securities and Exchange Commission. May 11, 1983. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Authorizing an investigation of the activities of the Securities and Exchange Commission and Post Office Department. April 2 (legislative day, March 16), 1945. -- Ordered to be printed.
Authorizing appropriations for the Securities and Exchange Commission for fiscal year 1978. May 11, 1977. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Authorizing appropriations for the Securities and Exchange Commission. March 30, 1978. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Authorizing the Securities and Exchange Commission to delegate certain functions. July 26, 1962. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Certain former employees of the Securities and Exchange Commission. May 9, 1973. -- Committed to the Committee of the Whole House and ordered to be printed.
Certain former employees of the Securities and Exchange Commission. October 3, 1972. -- Committed to the Committee of the Whole House and ordered to be printed.
Claims allowed by General Accounting Office. Communication from the President of the United States, transmitting an estimate of appropriation for payment of claims allowed by the General Accounting Office, in the sum of $1,122,354.01... January 23 (legislative day, January 17), 1939. -- Read; referred to the Committee on Appropriations and ordered to be printed.
Claims allowed by the General Accounting Office. Communication from the President of the United States, transmitting, pursuant to law, a schedule of claims allowed by the General Accounting Office amounting to $117,251.89. June 25 (legislative day, May 24), 1943. -- Read; referred to the Committee on Appropriations and ordered to be printed.
Claims allowed by the General Accounting Office. Communication from the President of the United States, transmitting, pursuant to law, claims allowed by the General Accounting Office, amounting to $317,236.03. March 2 (legislative day, February 26), 1945. -- Read; referred to the Committee on Appropriations and ordered to be printed.
Claims allowed by the General Accounting Office. Communication from the President of the United States, transmitting, pursuant to law, estimates of appropriations to cover claims allowed by the General Accounting Office, amounting to $869,501.97. June 19 (legislative day, May 9), 1944. -- Read; referred to the Committee on Appropriations and ordered to be printed.
Clarifying the jurisdiction of the Securities and Exchange Commission and the definition of security. June 24, 1982. -- Ordered to be printed.
Common trust funds -- overlapping responsibility and conflict in regulations. Fifth report by the Committee on Government Operations. June 19, 1963. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Confusion in the legal framework of the American financial system and services industry. Thirty-seventh report by the Committee on Government Operations. April 24, 1984. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Coordinated clearance and settlement act of 1990. May 8, 1990. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Corrupt overseas payments by U.S. business enterprises. July 2 (legislative day, June 18), 1976. -- Ordered to be printed.
Deficiency estimate of appropriation for the Securities and Exchange Commission. Communication from the President of the United States transmitting deficiency estimate of appropriation for the fiscal year 1944 in the amount of $2,065.51 for the Securities and Exchange Commission. March 21, 1947. -- Referred to the Committee on Appropriations and ordered to be printed.
Delegation of SEC functions. August 24, 1961. -- Ordered to be printed.
Department of Commerce, Justice, and State, the judiciary, and related agencies appropriation bill, 1982. October 30 (legislative day, October 14), 1981. -- Ordered to be printed.
Department of Housing and Urban Development; space, science, veterans, and certain other independent agencies appropriation bill, 1974. June 19, 1973. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Department of Housing and Urban Development; space, science, veterans, and certain other independent agencies appropriations bill, 1975. August 1, 1974. -- Ordered to be printed.
Department of Housing and Urban Development; space, science, veterans, and certain other independent agencies appropriations bill, 1975. August 15, 1974. -- Ordered to be printed.
Departments of Commerce, Justice, and State, the judiciary and related agencies appropriation bill, fiscal year 1982. July 16, 1981. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Departments of Commerce, Justice, and State, the judiciary, and related agencies appropriation bill, 1984. August 2 (legislative day, August 1), 1983. -- Ordered to be printed.
Departments of Commerce, Justice, and State, the judiciary, and related agencies appropriation bill, 1986. October 4 (legislative day, September 30), 1985. -- Ordered to be printed.
Departments of Commerce, Justice, and State, the judiciary, and related agencies appropriation bill, 1990. September 27 (legislative day, September 18), 1989. -- Ordered to be printed.
Departments of Commerce, Justice, and State, the judiciary, and related agencies appropriation bill, 1991. October 10 (legislative day, October 2), 1990. -- Ordered to be printed.
Departments of Commerce, Justice, and State, the judiciary, and related agencies appropriation bill, 1992. July 11 (legislative day, July 8), 1991. -- Ordered to be printed.
Departments of Commerce, Justice, and State, the judiciary, and related agencies appropriation bill, 1993. July 23, 1992. -- Ordered to be printed.
Departments of Commerce, Justice, and State, the judiciary, and related agencies appropriation bill, 1994. July 22 (legislative day, June 30), 1993. -- Ordered to be printed.
Departments of Commerce, Justice, and State, the judiciary, and related agencies appropriation bill, 1995 and supplemental appropriations bill, 1994. July 14 (legislative day, July 11), 1994. -- Ordered to be printed.
Departments of Commerce, Justice, and State, the judiciary, and related agencies appropriation bill, fiscal year 1983. August 10, 1982. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Departments of Commerce, Justice, and State, the judiciary, and related agencies appropriation bill, fiscal year 1984. June 3, 1983. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Departments of Commerce, Justice, and State, the judiciary, and related agencies appropriation bill, fiscal year 1984. May 25, 1983. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Departments of Commerce, Justice, and State, the judiciary, and related agencies appropriation bill, fiscal year 1985. May 23, 1984. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Departments of Commerce, Justice, and State, the judiciary, and related agencies appropriation bill, fiscal year 1986. July 11, 1985. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Departments of Commerce, Justice, and State, the judiciary, and related agencies appropriations bill, fiscal year 1990. July 25, 1989. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Departments of Commerce, Justice, and State, the judiciary, and related agencies appropriations bill, fiscal year 1991. June 13, 1990. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Departments of Commerce, Justice, and State, the judiciary, and related agencies appropriations bill, fiscal year 1992. June 11, 1991. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Departments of Commerce, Justice, and State, the judiciary, and related agencies appropriations bill, fiscal year 1993. July 23, 1992. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Departments of Commerce, Justice, and State, the judiciary, and related agencies appropriations bill, fiscal year 1994. June 24, 1993. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Departments of Commerce, Justice, and State, the judiciary, and related agencies appropriations bill, fiscal year 1995 and supplemental appropriations bill, fiscal year 1994. June 21, 1994. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Departments of State, Justice, and Commerce, the judiciary, and related agencies appropriation bill, 1977. June 21 (legislative day, June 18), 1976. -- Ordered to be printed.
Departments of State, Justice, and Commerce, the judiciary, and related agencies appropriation bill, 1978. June 21 (legislative day, May 18), 1977. -- Ordered to be printed.
Departments of State, Justice, and Commerce, the judiciary, and related agencies appropriation bill, 1981. September 16 (legislative day, June 12), 1980. -- Ordered to be printed.
Departments of State, Justice, and Commerce, the judiciary, and related agencies appropriation bill, fiscal year 1977. June 8, 1976. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Departments of State, Justice, and Commerce, the judiciary, and related agencies appropriation bill, fiscal year 1978. June 2, 1977. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Departments of State, Justice, and Commerce, the judiciary, and related agencies appropriation bill, fiscal year 1981. June 13, 1980. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Depository institutions act of 1988. Mr. St. Germain, from the Committee on Banking, Finance and Urban Affairs, submitted the following report of the Committee on Banking, Finance and Urban Affairs, House of Representatives, together with additional, supplemental, minority, and dissenting views to accompany H.R. 5094. August 4, 1988. -- Ordered to be printed.
Depository institutions amendments of 1974. Report of the Committee on Banking, Housing and Urban Affairs, United States Senate, to accompany H.R. 11221 together with additional views. June 4, 1974. -- Ordered to be printed.
Disapproving Reorganization Plan No. 2 of 1961 (Federal Communications Commission). June 1, 1961. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Disclosure of corporate equity ownership. July 12, 1968. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Disposition of certain papers. February 27, 1952. -- Ordered to be printed.
Disposition of certain papers. February 27, 1952. -- Ordered to be printed.
Disposition of records -- sundry government departments. November 23, 1943. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Disposition of records by the Securities and Exchange Commission. March 11, 1941. -- Ordered to be printed.
Disposition of records-sundry government departments. November 24, 1942. -- Ordered to be printed.
Disposition of records-sundry government departments. October 16, 1942. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Disposition of sundry papers. August 1, 1949. -- Ordered to be printed.
Disposition of sundry papers. February 18, 1953. -- Ordered to be printed.
Disposition of sundry papers. June 18, 1947. -- Ordered to be printed.
Disposition of sundry papers. March 28, 1949. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Disposition of sundry papers. May 10, 1954. -- Ordered to be printed.
Draft of a proposed provision pertaining to an existing appropriation of the Securities and Exchange Commission. Communication from the President of the United States transmitting draft of a proposed provision pertaining to an existing appropriation of the Securities and Exchange Commission. November 14, 1944. -- Referred to the Committee on Appropriation, and ordered to be printed.
Draft of proposed provision relating to an existing appropriation for the Securities and Exchange Commission. Communication from the President of the United States transmitting a draft of a proposed provision relating to an existing appropriation for the Securities and Exchange Commission for the fiscal year 1943. September 29, 1942. -- Referred to the Committee on Appropriations and ordered to be printed.
Effect of institutional investors on the securities market. July 10, 1968. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Effect of institutional investors on the securities market. June 17, 1968. -- Ordered to be printed.
Effectiveness of federal agency enforcement of laws and policies against compliance, by banks and other U.S. firms, with the Arab boycott. Thirty-first report by the Committee on Government Operations. September 23, 1976. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Eighteenth annual report of the Securities and Exchange Commission, fiscal year ended June 30, 1952.
Estimate of appropriations to cover claims allowed by the General Accounting Office. Communication from the President of the United States, transmitting estimates of appropriation amounting to $2,995,579.47 to cover claims allowed by the General Accounting Office and for the services of the several departments... February 19, 1945. -- Referred to the Committee on Appropriations and ordered to be printed.
Estimates of appropriation for fiscal year 1935. Communication from the President of the United States, transmitting five supplemental estimates of appropriation for the fiscal year 1935. January 7, 1935. -- Referred to the Committee on Appropriations and ordered to be printed.
Exempted issues under Securities Act of 1933. March 27 (legislative day, March 16), 1945. -- Ordered to be printed.
Exempted issues under section 3 (b) of the Securities Act of 1933, as amended. April 30, 1945. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Extension of stock market study. July 11, 1962. -- Ordered to be printed.
Extension of time to complete institutional investors study. May 27, 1969. -- Ordered to be printed.
Federal paperwork burden. (Part I: re small securities broker-dealers). (Part II: re small broadcasters). Report of the Select Committee on Small Business, United States Senate, on the federal paperwork burden, based on hearings before the Subcommittee on Government Regulation, Part I: Small securities broker-dealers requirements, July 12 and 23, 1973 and Part II: Small broadcaster requirements, February 6 and 7, 1973. May 28, 1974. -- Ordered to be printed.
Federal regulation and regulatory reform. Report by the Subcommittee on Oversight and Investigations of the Committee on Interstate and Foreign Commerce, House of Representatives, Ninety-Fourth Congress second session. October 1976.
Fifteenth annual report of the Securities and Exchange Commission, fiscal year ended June 30, 1949.
Financial modernization act of 1988. Report of the Committee on Banking, Housing, and Urban Affairs, United States Senate, to accompany S. 1886 together with additional views. March 22 (legislative day, March 21), 1988. -- Ordered to be printed.
Fiscal year 1995 budget amendments. Communication from the President of the United States transmitting amendments to the fiscal year 1995 budget that would implement savings from reform of the federal procurement system, pursuant to 31 U.S.C. 1107. March 16, 1994. -- Referred to the Committee on Appropriations and ordered to be printed.
Foreign corrupt practices and domestic and foreign investment improved disclosure acts of 1977. Report of the Committee on Banking, Housing, and Urban Affairs, United States Senate, to accompany S. 305 together with additional views. May 2 (legislative day, April 28), 1977. -- Ordered to be printed.
Full disclosure of corporate equity ownership and in corporate takeover bids. Report of the Committee on Banking and Currency, United States Senate, to accompany S. 510. August 29, 1967. -- Ordered to be printed.
Government Securities Act amendments of 1993. Report of the Committee on Banking, Housing, and Urban Affairs, United States Senate, to accompany S. 422. July 27 (legislative day, June 30), 1993. -- Ordered to be printed.
Government securities act of 1986. Report of the Committee on Banking, Housing, and Urban Affairs, United States Senate, to accompany S. 1416. September 3, 1986. -- Ordered to be printed. Filed, under authority of the order of the Senate of August 16 (legislative day, August 11), 1986.
Government securities reform act of 1992. July 24, 1992. -- Ordered to be printed.
Government securities reform act of 1993. September 23, 1993. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Housing amendment to the Public Utility Holding Company Act, S. 1991. Report of the Committee on Commerce on S. 1991 to amend the Public Utility Holding Company Act of 1935 to enable utility holding-company systems to participate in federally assisted low-and moderate-income housing programs. July 14, 1972. -- Ordered to be printed. Filed under authority of the order of the Senate of June 29, legislative day, June 28, 1972.
Improved national securities transfer system. August 2, 1972. -- Ordered to be printed.
Income tax treatment of certain distributions pursuant to Bank Holding Company Act of 1956. September 1, 1966. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Increase in "regulation a" exemption. December 2, 1970. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Increasing fees charged on transactions on nationally recognized exchanges and over-the-counter market. July 11 (legislative day, July 8), 1957. -- Ordered to be printed.
Increasing the Securities Act exemption from registration for small business. August 10, 1970. -- Ordered to be printed.
Increasing to $500,000 from $300,000 the permissive limit for issuing securities under SEC regulation A. June 14, 1957. -- Ordered to be printed.
Independent offices and Department of Housing and Urban Development appropriation bill, 1968. August 29, 1967. -- Ordered to be printed.
Independent offices appropriation bill, 1936. January 16, 1935. -- Ordered to be printed.
Independent offices appropriation bill, 1936. January 25, 1935. -- Ordered to be printed.
Independent offices appropriation bill, 1946. March 10, 1945. -- Ordered to be printed.
Independent offices appropriation bill, 1955. June 15, 1954. -- Ordered to be printed.
Independent offices appropriation bill, 1960. June 22, 1959. -- Ordered to be printed.
Independent offices appropriation bill, 1961. June 17, 1960. -- Ordered to be printed.
Independent regulatory agencies act of 1960. July 1, 1960. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Independent regulatory commissions. Letter from the Chairman, Commission on Organization of the Executive Branch of the Government transmitting its report on the independent regulatory commissions and separately as appendix N, the task force report on this subject. March 12, 1949. -- Referred to the Committee on Expenditures in the Executive Departments and ordered to be printed with illustrations.
Independent regulatory commissions. Report of the Special Subcommittee on Legislative Oversight of the Committee on Interstate and Foreign Commerce (pursuant to section 136 of the Legislative Reorganization Act of 1946, Public Law 601, 79th Congress... January 3, 1961. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Independent regulatory commissions. Report of the Special Subcommittee on Legislative Oversight of the Committee on Interstate and Foreign Commerce... January 3, 1959. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Injunctions in cases involving acts of Congress. Letter from the Chairman of the Securities Exchange Commission, transmitting, in response to Senate Resolution No. 82, certain information concerning injunctions or judgments issued or rendered by federal courts since March 4, 1933, in cases involving acts of Congress. March 29, 1937. -- Referred to the Committee on the Judiciary and ordered to be printed.
Insider trading and securities fraud enforcement act of 1988. September 9, 1988. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Insider trading sanctions act of 1983. September 15, 1983. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Institutional investor study report of the Securities and Exchange Commission. Summary volume... March 10, 1971. -- Referred to the Committee on Interstate and Foreign Commerce and ordered to be printed with illustrations.
Institutional investor study report of the Securities and Exchange Commission. Supplementary volume I. Consisting of a report of the National Bureau of Economic Research on institutional investors and corporate stock -- a background study. March 10, 1971. -- Referred to the Committee on Interstate and Foreign Commerce and ordered to be printed.
Institutional investor study report of the Securities and Exchange Commission. Supplementary volume II... March 10, 1971. -- Referred to the Committee on Interstate and Foreign Commerce and ordered to be printed.
Institutional investor study report of the Securities and Exchange Commission. Volume 1... March 10, 1971. -- Referred to the Committee on Interstate and Foreign Commerce and ordered to be printed.
Institutional investor study report of the Securities and Exchange Commission. Volume 2... March 10, 1971. -- Referred to the Committee on Interstate and Foreign Commerce and ordered to be printed.
Institutional investor study report of the Securities and Exchange Commission. Volume 3... March 10, 1971. -- Referred to the Committee on Interstate and Foreign Commerce and ordered to be printed.
Institutional investor study report of the Securities and Exchange Commission. Volume 4. March 10, 1971. -- Referred to the Committee on Interstate and Foreign Commerce and ordered to be printed.
Institutional investor study report of the Securities and Exchange Commission. Volume 5... March 10, 1971. -- Referred to the Committee on Interstate and Foreign Commerce and ordered to be printed.
International Bank for Reconstruction and Development. May 31, 1949. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
International securities enforcement cooperation act of 1988. Report of the Committee on Banking, Housing, and Urban Affairs, United States Senate, to accompany S. 2544. August 8, 1988. -- Ordered to be printed.
International securities enforcement cooperation act of 1989. September 12, 1989. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Investigating certain activities of the Securities and Exchange Commission and the Post Office Department. June 22 (legislative day, May 9), 1944. -- Ordered to be printed.
Investigation of administration of the Municipal Bankruptcy Act. February 19, 1945. -- Ordered to be printed.
Investigation of real estate bondholders' reorganizations. January 29, 1935. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Investment Company Act amendment. November 8, 1971. -- Referred to the House Calendar and ordered to be printed.
Investment Company Amendments Act of 1968. Report of the Committee on Banking and Currency, United States Senate to accompany S. 3724 together with minority and additional views. July 1, 1968. -- Ordered to be printed.
Investment adviser regulatory enhancement and disclosure act of 1993. April 29, 1993. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Investment advisers act amendments of 1976. Report of the Committee on Banking, Housing and Urban Affairs, United States Senate, to accompany S. 2849 together with minority and additional views. May 20, 1976. -- Ordered to be printed.
Investment company act of 1940 and investment advisers act of 1940. June 18, 1940. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Investment company act of 1940 and investment advisers act of 1940. June 6 (legislative day, May 28), 1940. -- Ordered to be printed.
Investment company amendments act of 1969. Report of the Committee on Banking and Currency, United States Senate, to accompany S. 2224. May 21, 1969. -- Ordered to be printed.
Investment trusts and investment companies. Letter from the Chairman of the Securities and Exchange Commission, transmitting, pursuant to law, a report on the origin, scope, and conduct of the study, nature, and classification of investment trusts and investment companies... June 13, 1938. -- Referred to the Committee on Interstate and Foreign Commerce and ordered to be printed.
Investor protection in corporate takeovers. December 2, 1970. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Market reform act of 1990. Report of the Committee on Banking, Housing, and Urban Affairs, United States Senate, to accompany S. 648 together with additional views. May 22 (legislative day, April 18), 1990. -- Ordered to be printed.
Modernization of the financial services industry: A plan for capital mobility within a framework of safe and sound banking. Sixteenth report by the Committee on Government Operations. September 30, 1987. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Mrs. Reita M. Lary - veto message. Message from the President of the United States, returning without approval the bill (S. 2099) entitled "An Act for the Relief of Mrs. Reita M. Lary." October 19 (legislative day, October 15), 1942. -- Read, referred to the Committee on Claims and ordered to be printed.
Mrs. Reita M. Lary. May 14, 1942. -- Ordered to be printed.
Mrs. Reita M. Lary. September 3, 1942. -- Committed to the Committee of the Whole House and ordered to be printed.
Municipal securities act of 1974. Report of the Committee on Banking, Housing and Urban Affairs, United States Senate, to accompany S. 2474. September 11, 1974. -- Ordered to be printed.
National securities market system act of 1974. Report of the Committee on Banking, Housing, and Urban Affairs, United States Senate, to accompany S. 2519. May 22, 1974. -- Ordered to be printed.
Nineteenth annual report of the Securities and Exchange Commission, fiscal year ended June 30, 1953.
Operations of small business investment companies. Report of the Select Committee on Small Business, United States Senate, on the operations of small business investment companies together with individual views. April 25, 1963. -- Ordered to be printed.
Planned economy for Wall Street. An article by Charles H. Meyer of the New York Bar, reprinted from the American Scholar, Summer 1935, published quarterly by Phi Beta Kappa. Presented by Mr. Fletcher. May 13 (calendar day, June 25), 1935. -- Ordered to be printed.
Postponing by 3 months the date on or before which the Securities and Exchange Commission shall report to Congress the results of its study and investigation pursuant to section 19(d) of the Securities Exchange Act of 1934. June 6, 1962. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Problems with the SEC's enforcement of U.S. securities laws in cases involving suspicious trades originating from abroad. Seventieth report by the Committee on Government Operations. October 6, 1988. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Proceedings against Bernard Goldfine. August 13 (legislative day, August 12), 1958. -- Ordered to be printed.
Proposal to safeguard investors in unregistered securities. Letter from Chairman, Securities and Exchange Commission, transmitting a report of the Securities and Exchange Commission containing its recommendations for amending the Securities Exchange Act of 1934 to extend the protective provisions of... June 20, 1946. -- Referred to the Committee on Interstate and Foreign Commerce and ordered to be printed.
Proposed provision pertaining to an existing appropriation of the Securities and Exchange Commission. Communication from the President of the United States, transmitting for the consideration of the Congress a draft of a proposed provision pertaining to an existing appropriation of the Securities and Exchange Commission. February 25, 1946. -- Referred to the Committee on Appropriations and ordered to be printed.
Proposed supplemental appropriation for the Securities and Exchange Commission. Communication from the President of the United States transmitting a proposed supplemental appropriation in the amount of $390,000 for the Securities and Exchange Commission for the fiscal year 1965. August 17, 1964. -- Referred to the Committee on Appropriations and ordered to be printed.
Proposed supplemental appropriations for the fiscal year 1971 for the Securities and Exchange Commission. Communication from the President of the United States transmitting a proposed supplemental appropriations for the fiscal year 1971 in the amount of $84,000 for the Securities and Exchange Commission. May 10, 1971. -- Referred to the Committee on Appropriations and ordered to be printed.
Proposed supplemental appropriations for various agencies of the executive branch. Communication from the President of the United States transmitting proposed supplemental appropriations in the amount of $8,414,000 for various agencies of the executive branch. September 1, 1961. -- Referred to the Committee on Appropriations and ordered to be printed.
Providing for the continuation of certain fee collections for the expenses of the Securities and Exchange Commission for fiscal year 1995. September 22, 1994. -- Ordered to be printed.
Public Utility Holding Company Act of 1935. Opinion of the Supreme Court of the United States in the case of Electric Bond and Share Company et al. v. Securities and Exchange Commission et al., upholding the validity of the Public Utility Holding Company Act of 1935. Presented by Mr. Wheeler. January 5 (calendar day, March 28), 1938. -- Ordered to be printed.
Regulation of over-the-counter markets. January 5 (calendar day, March 7), 1938. -- Ordered to be printed.
Regulation of over-the-counter markets. May 6, 1938. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Regulation of securities trading by members of national securities exchanges and the sale of investment advisers of registered investment companies. Report of the Committee on Banking, Housing, and Urban Affairs, United States Senate, to accompany S. 470 together with additional views. May 31, 1973. -- Ordered to be printed.
Regulatory commissions' independence act. December 10, 1974. -- Ordered to be printed.
Removal of obstructions to the marketing of securities of the International Bank for Reconstruction and Development. June 15 (legislative day, June 2), 1949. -- Ordered to be printed.
Reorganization Plan No. 1 of 1961, providing for reorganization in the Securities and Exchange Commission. June 15, 1961. -- Ordered to be printed.
Reorganization Plan No. 1 of 1961. Message from the President of the United States transmitting Reorganization Plan No. 1 of 1961, prepared in accordance with the Reorganization Act of 1949, as amended, and providing for reorganization in the Securities and Exchange Commission. April 27, 1961. -- Referred to the Committee on Government Operations and ordered to be printed.
Reorganization Plan No. 10 of 1950 providing for reorganizations in the Securities and Exchange Commission. May 19 (legislative day, March 29), 1950. -- Ordered to be printed.
Reorganization Plan No. 10 of 1950. Message from the President of the United States, transmitting Reorganization Plan No. 10 of 1950, providing for reorganization in the Securities and Exchange Commission. March 13, 1950. -- Referred to the Committee on Expenditures in the Executive Departments and ordered to be printed.
Reorganization Plans Nos. 1 to 13 of 1950. Message from the President of the United States transmitting Reorganization Plans Nos. 1 to 13 of 1950, designed to strengthen the management of six executive departments and seven regulatory commissions. March 13, 1950. -- Referred to the Committee on Expenditures in the Executive Departments and ordered to be printed.
Report of special study of securities markets of the Securities and Exchange Commission Part 2 [and Part 3]... July 17, 1963. -- Referred to the Committee on Interstate and Foreign Commerce and ordered to be printed with illustrations.
Report of special study of securities markets of the Securities and Exchange Commission part 1... April 3, 1963. -- Referred to the Committee on Interstate and Foreign Commerce and ordered to be printed with illustrations.
Report of the Securities and Exchange Commission on the public policy implications of investment company growth. Report of the Committee on Interstate and Foreign Commerce pursuant to section 136 of the Legislative Reorganization Act of 1946... and House Resolution 35... December 2, 1966. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Report on institutional investors study. August 13, 1970. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
SEC enforcement actions. October 2, 1974. -- Ordered to be printed.
SEC registration fees. October 1, 1965. -- Ordered to be printed.
SEC, 1973. 39th annual report of the Securities and Exchange Commission for the fiscal year ended June 30th.
Schedule of claims allowed by the General Accounting Office. Communication from the President of the United States, transmitting a schedule of claims allowed by the General Accounting Office. March 4, 1939. -- Referred to the Committee on Appropriations and ordered to be printed.
Schedule of claims allowed by the General Accounting Office. Communication from the President of the United States, transmitting estimates of appropriation amounting to $2,761,776.10 to cover claims allowed by the General Accounting Office and for the services of the several departments and independent establishments. February 29, 1944. -- Referred to the Committee on Appropriations and ordered to be printed.
Schedule of claims allowed by the General Accounting Office. Communication from the President of the United States, transmitting estimates of appropriation amounting to $21,311,025.58 to cover claims allowed by the General Accounting Office and for the services of the several departments and independent establishments. November 30, 1944. -- Referred to the Committee on Appropriations and ordered to be printed.
Schedule of claims allowed by the General Accounting Office. Communication from the President of the United States, transmitting, pursuant to law, a schedule of claims allowed by the General Accounting Office, amounting to $292,153.74. March 13, 1941. -- Read; referred to the Committee on Appropriations, and ordered to be printed.
Securities Act of 1933 filing fees. September 16, 1965. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Securities Exchange Act of 1934. Mr. Fletcher, from the committee of conference, submitted the following conference report on the Bill (H.R. 9323) "To Provide for the Regulation of Securities Exchanges and of Over-the-counter Markets Operating in Interstate and Foreign Commerce and through the Mails, To Prevent Inequitable and Unfair..." May 28 (calendar day, May 30), 1934. -- Ordered to be printed.
Securities Exchange Commission authorization. May 13, 1980. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Securities acts amendments of 1974. November 19, 1974. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Securities acts amendments of 1975. Report of the Committee on Banking, Housing and Urban Affairs, United States Senate, to accompany S. 249. April 14, 1975. -- Ordered to be printed.
Securities acts amendments of 1989. October 2 (legislative day, September 18), 1989. -- Ordered to be printed.
Securities and Exchange Act of 1934. Communication from the President of the United States, transmitting a supplemental estimate of appropriation in the sum of $300,000, for the purpose of carrying into effect the provisions of the Securities and Exchange Act of 1934. June 6 (calendar day, June 13), 1934. -- Read; referred to the House Calendar and ordered to be printed.
Securities and Exchange Commission authorization act of 1987. September 9, 1987. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Securities and Exchange Commission authorization act of 1993. July 15, 1993. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Securities and Exchange Commission authorization of appropriations and technical amendments to the securities laws. Report of the Committee on Banking, Housing, and Urban Affairs, United States Senate, to accompany S. 1452 together with additional views. July 9 (legislative day, June 23), 1987. -- Ordered to be printed.
Securities and Exchange Commission authorization of appropriations. June 4, 1985. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Securities and Exchange Commission budget amendment. Communication from the President of the United States transmitting an amendment to the request for appropriations for fiscal year 1977 for the Securities and Exchange Commission. March 22, 1976. -- Referred to the Committee on Appropriations and ordered to be printed.
Securities and Exchange Commission legislation, 1963. Report of the Committee on Banking and Currency, United States Senate, to accompany S. 1642. July 24, 1963. -- Ordered to be printed.
Securities and Exchange Commission studies extension. June 1, 1976. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Securities and Exchange Commission, 33rd annual report for the fiscal year ended June 30th, 1967.
Securities and Exchange Commission, central office: 18th and Locust Streets, Philadelphia 3, Pa.
Securities and Exchange Commission, supplemental estimate. Communication from the President of the United States, transmitting a supplemental estimate of appropriation for the Securities and Exchange Commission for the fiscal year 1940, amounting to $69,000. August 3 (legislative day, August 2), 1939. -- Read; referred to the Committee on Appropriations and ordered to be printed.
Securities and Exchange Commission. 31st annual report, 1965, for the fiscal year ended June 30, 1965.
Securities and Exchange Commission. 34th annual report, 1968, for the fiscal year ended June 30th.
Securities industry study. Report of the Subcommittee on Commerce and Finance of the Committee on Interstate and Foreign Commerce, House of Representatives. October 4, 1972. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Securities industry study. Report of the Subcommittee on Securities, Committee on Banking, Housing and Urban Affairs, United States Senate. April 6, 1973. -- Ordered to be printed.
Securities law enforcement remedies act of 1990. July 23, 1990. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Securities law enforcement remedies act of 1990. Report of the Committee on Banking, Housing, and Urban Affairs, United States Senate, to accompany S. 647. June 26 (legislative day, June 11), 1990. -- Ordered to be printed.
Securities markets reform act of 1990. June 5, 1990. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Securities paperwork reduction resolution. February 5, 1974. -- Ordered to be printed.
Securities processing act of 1973. Report of the Committee on Banking, Housing, and Urban Affairs, United States Senate, to accompany S. 2058. July 30, 1973. -- Ordered to be printed.
Securities processing act. October 5, 1972. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Securities reform act of 1975. April 7, 1975. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Securities-Commodities Accord amendments of 1982. Report of the Committee on Banking, Housing, and Urban Affairs, United States Senate to accompany S. 2260. May 12 (legislative day, May 11), 1982. -- Ordered to be printed.
Seventeenth annual report of the Securities and Exchange Commission. Fiscal year ended June 30, 1951.
Shareholder communications act of 1985. June 26, 1985. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Short-selling activity in the stock market: Market effects and the need for regulation (Part 1). Eleventh report by the Committee on Government Operations. December 6, 1991. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Sixteenth annual report of the Securities and Exchange Commission, fiscal year ended June 30, 1950.
Small business securities acts amendments of 1980. Report of the Committee on Banking, Housing and Urban Affairs, United States Senate, to accompany S. 2990. September 18 (legislative day, June 12), 1980. -- Ordered to be printed.
Study of the Securities and Exchange Commission. Eighty-second Congress. Report of the Committee on Interstate and Foreign Commerce. Pursuant to section 136 of the Legislative Reorganization Act of 1946, Public Law 601, 79th Congress, H. Res. 51, H. Res. 323, and H. Res. 653, 82d Congress. December 30, 1952. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Study of unsafe and unsound practices of brokers and dealers. Report and recommendations of the Securities and Exchange Commission (pursuant to section 11 (h) of the Securities Investor Protection Act of 1970). December, 1971. Printed for the use of the Committee on Interstate and Foreign Commerce.
Study on federal regulation. Prepared pursuant to S. Res. 71 to authorize a study of the purpose and current effectiveness of certain federal agencies. Committee on Government Operations, United States Senate. Volume I: The regulatory appointments process. January 1977. March 14, 1977. -- Ordered to be printed.
Study on federal regulation. Prepared pursuant to S. Res. 71, to authorize a study of the purpose and current effectiveness of certain federal agencies. Committee on Governmental Affairs, United States Senate. Appendix to volume VI, Framework for regulation. December, 1978.
Supplemental appropriation bill, 1963. October 1, 1962. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Supplemental estimate of appropriation for the Securities and Exchange Commission. Communication from the President of the United States transmitting supplemental estimate of appropriation for the fiscal year 1946 in the amount of $166,200, for the Securities and Exchange Commission. October 15, 1945. -- Referred to the Committee on Appropriations and ordered to be printed.
Supplemental estimate of appropriation, Securities and Exchange Commission, fiscal year 1940. Communication from the President of the United States, transmitting a supplemental estimate of appropriation for the Securities and Exchange Commission for the fiscal year 1940, amounting to $102,000. July 5, 1939. -- Referred to the Committee on Appropriations and ordered to be printed.
Supplemental estimates of appropriation for Securities and Exchange Commission, $600,000. Communication from the President of the United States, transmitting supplemental estimates of appropriation for the Securities and Exchange Commission for the fiscal year 1939, amounting to $600,000. May 7, 1938. -- Referred to the Committee on Appropriations and ordered to be printed.
Supplemental estimates of appropriations, Securities and Exchange Commission, 1939. Communication from the President of the United States, transmitting supplemental estimates of appropriations for the Securities and Exchange Commission for the fiscal year 1939, amounting to $365,000. February 16, 1939. -- Referred to the Committee on Appropriations and ordered to be printed.
Surface transportation act of 1974. Report by the Committee on Interstate and Foreign Commerce together with additional and minority views (to accompany H.R. 5385). September 26, 1974. -- Committed to the Committee of the Whole House on the State of the Union and ordered to be printed.
Tender offer disclosure and fairness act of 1987. Report of the Committee on Banking, Housing, and Urban Affairs, United States Senate, to accompany S. 1323 together with supplemental and additional views. December 17 (legislative day, December 15), 1987. -- Ordered to be printed.
Thirteenth annual report of the Securities and Exchange Commission fiscal year ended June 30, 1947.
Thirty-eighth annual report of the Securities and Exchange Commission for the fiscal year ended June 30th, [1972.].
Trust Indenture Act of 1938. January 5 (calendar day, April 19), 1938. -- Ordered to be printed.
Twelfth annual report of the Securities and Exchange Commission. Fiscal year ended June 30, 1946.
Twentieth annual report of the Securities and Exchange Commission, fiscal year ended June 30, 1954.
Two proposed provisions pertaining to appropriations of the Securities and Exchange Commission. Communication from the President of the United States transmitting two proposed provisions pertaining to the 1945 and 1947 appropriations of the Securities and Exchange Commission. February 3, 1947. -- Referred to the Committee on Appropriations and ordered to be printed.
Unlisted securities. July 24 (legislative day, July 8), 1957. -- Ordered to be printed.
Waiver of section 402(a) of the Congressional Budget Act with respect to consideration of H.R. 11567. August 8 (legislative day, May 17), 1978. -- Ordered to be printed.

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